-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7ceS5CCS6aIvlORPCFoxpBzU8UWZEXfhr/3argkuRojE9GfxwiVZFVxmMtBpdED rwHTl/O80SPMR2L/zPM0cg== 0000906504-97-000009.txt : 19970130 0000906504-97-000009.hdr.sgml : 19970130 ACCESSION NUMBER: 0000906504-97-000009 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970129 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE ELECTRIC STEEL CORP CENTRAL INDEX KEY: 0000084278 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 540585263 STATE OF INCORPORATION: VA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-18025 FILM NUMBER: 97512794 BUSINESS ADDRESS: STREET 1: 102 WESTSIDE BLVD N W CITY: ROANOKE STATE: VA ZIP: 24017 BUSINESS PHONE: 7033421831 MAIL ADDRESS: STREET 1: PO BOX 13948 CITY: ROANOKE STATE: VA ZIP: 24038 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MUSE ELIZABETH H CENTRAL INDEX KEY: 0001031259 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PO BOX 8535 CITY: ROANOKE STATE: VA ZIP: 24014 BUSINESS PHONE: 5409893722 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________ SCHEDULE 13D Under THE SECURITIES EXCHANGE ACT OF 1934 _______________ ROANOKE ELECTRIC STEEL CORPORATION (Name of Issuer) COMMON STOCK, NO PAR VALUE (Title of Class of Securities) 769841 10 7 (CUSIP Number) _______________ Donald G. Smith, President Roanoke Electric Steel Corporation P. O. Box 13948 Roanoke, Virginia 24038-3948 (703) 342-1831 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) _______________ April 24, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 769841 10 7 - ---------------------------------------------------------------------------- (1) Name of Reporting Person. S.S. or I.R.S. Identification Nos. of Above Person Elizabeth H. Muse SS# ###-##-#### - ---------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) [ ] of a Group (See Instructions) (b) [X] - ---------------------------------------------------------------------------- (3) SEC Use Only - ---------------------------------------------------------------------------- (4) Source of Funds (See Instructions) 00 (This report is being filed to report an increase, resulting from stock repurchases by the Company, in the percentage of outstanding shares held by the reporting person) - ---------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings [ ] is Required Pursuant to Items 2(d) or 2(e) - ---------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ---------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially Owned Power 399,656 by Each Reporting ----------------------------------------------- Person With (8) Shared Voting Power 0 shares ---------------------------------------------- (9) Sole Dispositive Power 399,656 ---------------------------------------------- (10) Shared Dispositive Power 0 shares - ---------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 399,656 - ---------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row [ ] (11) Excludes Certain Shares (See Instructions) - ---------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.33% - ---------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ---------------------------------------------------------------------------- ITEM 1. Security and Issuer The class of securities to which this statement relates is Common Stock, no par value, of Roanoke Electric Steel Corporation ("RESCO"), a Virginia corporation. RESCO's address is P.O. Box 13948, Roanoke, Virginia 24038-3948. ITEM 2. Identity and Background This statement is being filed by Elizabeth H. Muse. Mrs. Muse's occupation is homemaker and civic leader, and her residence address is Twelve O'Clock Knob Road, Roanoke, Virginia 24018. Mrs. Muse is a citizen of the United States. Mrs. Muse has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Further, Mrs. Muse has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in Mrs. Muse being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. Source and Amount of Funds or Other Consideration Not applicable. This schedule is being filed solely to report an increase, resulting from stock repurchases by RESCO, in the percentage of shares of RESCO's outstanding Common Stock beneficially owned by Mrs. Muse. Mrs. Muse has not made recent acquisitions of RESCO common stock. The shares subject to this report are previously held shares acquired by Mrs. Muse through gifts. ITEM 4. Purpose of Transaction Not applicable (see Item 3 above). Mrs. Muse is a beneficiary of an estate which holds 489,237 (6.53%) shares of RESCO common stock (the "Estate Shares"). Mrs. Muse currently has no voting or dispositive power with respect to the Estate Shares. Mrs. Muse will have dispositive and voting power with respect to an undetermined number (up to one-half) of the Estate Shares upon distribution of the Estate. The date of distribution of the Estate currently is not known or controlled by Mrs. Muse. ITEM 5. Interest in Securities of the Issuer (a) Mrs. Muse is the beneficial owner of 399,656 shares of RESCO Common Stock, which represents 5.33% of RESCO's issued and outstanding Common Stock. (b) Mrs. Muse has sole voting power and sole dispositive power with respect to the 399,656 shares of RESCO Common Stock of which she is the beneficial owner. (c) None. (d) Not applicable. (e) Not applicable. ITEM 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer None. ITEM 7. Material to Be Filed as Exhibits None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 15, 1997 --------------------------------- (Date) s/Elizabeth H. Muse ---------------------------------- Elizabeth H. Muse -----END PRIVACY-ENHANCED MESSAGE-----